Office of the Commissioner of Financial Regulation

 

Enforcement Actions

 

Enforcement actions are available below in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free).

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity’s name in the search field on the page that opens when you click on this link.
 

For Non-Depository Enforcement Actions:

If you wish to obtain a PDF copy of a non-depository enforcement action prior to calendar year 2011, please send an e-mail to legaladmin.dllr@maryland.gov. Any additional questions regarding a non-depository enforcement action listed below may be directed to legaladmin.dllr@maryland.gov.

NOTE: All respondents’ names associated with a specific enforcement action may not appear in the chart on this page, however, all respondents’ names are listed in the corresponding PDF order.
 

For Depository Enforcement Actions:

If you wish to obtain a PDF copy of a depository enforcement action prior to calendar year 2011, please send an e-mail to Acting Deputy Commissioner Teresa Louro. Any additional questions regarding a depository enforcement action listed below may be directed to Acting Deputy Commissioner Teresa Louro.

NOTE: Depository enforcement actions include actions against trust companies.

 
Non-Depository Enforcement Actions 2009
Date Type of Order Regulated Activity Case Name
12/17/2009 Settlement Agreement Collection Agency In the Matter of Midland Funding LLC; Midland Credit Management, Inc.; MRC Receivables Corporation; and Midland Funding NCC-2 Corporation
12/07/2009 Final Order Mortgage Lending In the Matter of Equitable Mortgage Group, Inc.
11/04/2009 Final Order Mortgage Origination In the Matter of Stephen J. Black
10/28/2009 Settlement Agreement and Consent Order Debt Management Services In the Matter of CareOne Services, Inc.
10/19/2009 Final Order Mortgage Lending In the Matter of Washington Premier Mortgage Corporation
10/12/2009 Settlement Agreement and Consent Order Mortgage Lending In the Matter of Ameripath Mortgage Corporation
8/18/2009 Final Order Mortgage Lending In the Matter of Royal Financial Services, Inc.
8/10/2009 Summary Order to Cease and Desist Mortgage Lending and Servicing In the Matter of Taylor, Bean and Whitaker Mortgage Corp.
8/6/2009 Settlement Agreement and Consent Order Litigation Funding In the Matter of Oasis Legal Finance, LLC
7/28/2009 Final Order Mortgage Lending In the Matter of Apex Financial Group, Inc.
6/19/2009 Settlement Agreement Mortgage Lending TBW Settlement Agreement
6/8/2009 Final Order Mortgage Origination In the Matter of Asude Alper
4/24/2009 Settlement Agreement and Consent Order Mortgage Lending In the Matter of: Frederick Lee dba Financial Independence Group
3/16/2009 Final Order Mortgage Lending In the Matter of: Montgomery Capital Corporation
 
 
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