Skip to Main Content

Enforcement Actions - Financial Regulation

In faithful execution of legislative mandates and under the law enforcement authorities vested with the Commissioner, the Office of the Commissioner of Financial Regulation (the “Office”) engages in enforcement efforts to address violations of law, unlicensed financial services activity, predatory and illicit behavior, and other misconduct by regulated entities. In furtherance of this enforcement function, the Office publishes public enforcement actions on this webpage.

Enforcement actions are available in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free). If you wish to obtain a copy of an enforcement action for which a PDF is not available or need other assistance, please send an e-mail to legaladmin.DLLR@maryland.gov.

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

Enforcement Actions 2021
Date Type of Order Regulated Activity Case Name
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF TIMOTHY MATTHEWS (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF BRIAN BROWN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF
MICHAEL BERRIOS (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF VICTOR VILLA-LOBOS (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF STEVEN RODRIGUEZ (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JAMES STAVROPOULOS (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF CHAD BAKER (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MATTHEW BALLMAIER (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MARSHALL CLARK (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JON CURRIE (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MATTHEW DEGHI (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JEFFREY DUNN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF SHANE GILANI (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF DANA GRAINGER (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MICHAEL HAMALAK (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JOEL HANSEN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JAEDEN KOLB (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF DAMIEN LEFEBVRE (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MING LIM (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF BRYAN MILLIKAN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF ZACHARY MISHLER (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF DANH PHAN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF MICHAEL RAKEMAN (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF SAM JOZANI (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF BRIAN SANTOS (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF JOSEPH SHALABY (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF SHANE STOKES (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF ROBERT VELARDE (PDF)
12/31/2021 Settlement Agreement and Consent Order Mortgage Loan Originating IN THE MATTER OF DANIEL VIRRUETA (PDF)
05/06/2021 Final Order Mortgage Assistance Relief Services IN THE MATTER OF NATALIE PINGLEY JAMES D/B/A MORTGAGEHELPNOW (PDF)
04/05/2021 Final Order Credit Service Business IN THE MATTER OF FINANCIAL FREEDOM ASSOCIATES, LLC and TAMIEKA SHELISE GOODE (PDF)