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Enforcement Actions - Financial Regulation

In faithful execution of legislative mandates and under the law enforcement authorities vested with the Commissioner, the Office of the Commissioner of Financial Regulation (the “Office”) engages in enforcement efforts to address violations of law, unlicensed financial services activity, predatory and illicit behavior, and other misconduct by regulated entities. In furtherance of this enforcement function, the Office publishes public enforcement actions on this webpage.

Enforcement actions are available in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free). If you wish to obtain a copy of an enforcement action for which a PDF is not available or need other assistance, please send an e-mail to legaladmin.DLLR@maryland.gov.

NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.

Enforcement Actions 2020
Date Type of Order Regulated Activity Case Name
12/31/2020 Settlement Agreement and Consent Order Mortgage Lending IN THE MATTER OF AURORA FINANCIAL GROUP, INC. (PDF)
12/07/2020 Settlement Agreement and Consent Order Mortgage Lending IN THE MATTER OF NATIONSTAR LLC , D/B/A MR. COOPER (PDF)
11/05/2020 Consent Order and Settlement Agreement Consumer Lending IN THE MATTER OF OZOENEMA O. ONUIGBO, OZOENEMA O. ONUIGBO, LLC, and FOVO PAYDAY ADVANCE CONSULTING, LLC (PDF)
9/29/2020 Agreement and Consent Order Mortgage Lending IN THE MATTER OF WASHINGTON HOME MORTGAGE CORPORATION, DIEGO CALDERON and ALICIA CALDERON (PDF)
5/22/2020 Consent Order and Settlement Agreement State Chartered Other IN THE MATTER OF DRIVER OPPORTUNITY PARTNERS I, LP, DRIVER MANAGEMENT COMPANY, LLC and J. ABBOTT R. COOPER (PDF)
5/13/2020 Consent Order and Settlement Agreement Mortgage Lending IN THE MATTER OF PHOENIXVILLE FEDERAL BANK AND TRUST (PDF)
3/23/2020 Final Order Mortgage Assistance Relief Services IN THE MATTER OF COMMUNITY ASSISTANCE CENTER and JONATHAN OBED HERRERA (PDF)
02/25/2020 Consent Order and Settlement Agreement Credit Service Business IN THE MATTER OF PRIME, L.L.C. d/b/a Prime Solutions (PDF)